There’s no point denying it. It’s a tough time to be a compliance officer. The seemingly never-ending communications from the JFSC re...
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Funds corporate governance – the regulator’s expectations
I was recently reading an excellent article by Tim Morgan, Chair of the Jersey Funds Association, concerning the increasing importance of governance ...
It ain’t just what you do, it’s the way that you do it!
In a competitive and highly regulated world, we must adhere to and are measured against ever-higher standards. Those who work in healthcare, co...
A Regulator calls – a short guide to preparing for and managing a JFSC examination
Imagine you are the Head of Compliance for ABC Financial Services. The phone rings and it's your JFSC supervisor on the line, informing you tha...
The Key to Effective Compliance Monitoring
In recently announcing its examination programme for 2020, the JFSC has emphasised the importance with which it regards the compliance monitoring pro...
Who wants to be a………. Data Protection Officer?
With only 6 months to go until the EU General Data Protection Regulation (GDPR) takes effect, both Jersey and Guernsey are working hard on implementi...
How effective is your compliance function?
Hopefully these observations don’t apply to you or your business, however they have all appeared in public statements issued by the Jersey Financia...
