Category Archives: Jersey Regulatory

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Board effectiveness reviews

Revisions to the Codes of Practice in March 2018 included a new requirement that all aspects of a registered person’s corporate governance arrangem...

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Presentation to the JCOA

Presentation to the JCOA On 6 June 2017, we spoke to members of the Jersey Compliance Officers Association on the subject of "Conflicts of In...

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Conflicts of Interest

Introduction Conflicts of interest are all-pervasive in the finance industry yet their effective management seems to be an area where many busines...

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How effective is your compliance function?

Hopefully these observations don’t apply to you or your business, however they have all appeared in public statements issued by the Jersey Financia...

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Cyber Security Examinations

The JFSC has announced that cyber security is to be one of the themes to be assessed next year as part of their onsite examination programme. However...