Presentation to the JCOA On 6 June 2017, we spoke to members of the Jersey Compliance Officers Association on the subject of "Conflicts of In...
Menu
Conflicts of interest – the Compliance Officer has client-facing responsibilities
There are many difficulties facing anyone fulfilling the role of a key person, whether a Compliance Officer, Money Laundering Reporting Officer (“M...
Conflicts of interest – a director holds the same investment as a client
In this example, a director has invested into the same company / joint venture / property development etc as a structure under the administration of ...
Conflicts of interest – a client is a shareholder of the business
Under our first scenario, a shareholder of the regulated business is also a client of the business. This is not an uncommon occurrence in Jersey. ...
Conflicts of Interest
Introduction Conflicts of interest are all-pervasive in the finance industry yet their effective management seems to be an area where many busines...
How effective is your compliance function?
Hopefully these observations don’t apply to you or your business, however they have all appeared in public statements issued by the Jersey Financia...
Cyber Security Examinations
The JFSC has announced that cyber security is to be one of the themes to be assessed next year as part of their onsite examination programme. However...
Panama Papers – how Cyan can help
We have a sneaking suspicion that last month’s breaking news will continue to feature in the headlines for many months to come - possibly even year...
Corporate Governance
1982 - Culture Club – “Do you really want to hurt me?” Catchy song, perhaps, but what has this Culture Club song got to do with Corporat...
